IRANIAN CITIZEN CHARGED WITH TRYING TO SMUGGLE MILITARY ANTENNAS TO SINGAPORE AND HONG KONG

Map:  Singapore.  Credit:  CIA World Factbook.

FROM: U.S. DEPARTMENT OF JUSTICE
Tuesday, November 20, 2012

Iranian National and His Company Charged in Plot Involving Export of Military Antennas from the United States

Amin Ravan, a citizen of Iran, and his Iran-based company, IC Market Iran (IMI), have been charged in an indictment unsealed today with conspiracy to defraud the United States, smuggling, and violating the Arms Export Control Act (AECA) in connection with the unlawful export of 55 military antennas from the United States to Singapore and Hong Kong.

The indictment was announced by Lisa Monaco, Assistant Attorney General for National Security; Ronald C. Machen Jr., U.S. Attorney for the District of Columbia; John Morton, Director of the Department of Homeland Security’s U.S. Immigration and Customs Enforcement (ICE); Stephanie Douglas, Executive Assistant Director of the FBI’s National Security Branch; and Eric L. Hirschhorn, Under Secretary for Industry and Security at the Commerce Department.

According to the indictment, which was returned under seal by a grand jury in the District of Columbia on Nov. 16, 2011, Ravan was based in Iran and, at various times, acted as an agent of IMI in Iran and an agent of Corezing International, Pte, Ltd, a company based in Singapore that also maintained offices in Hong Kong and China.

On Oct. 10, 2012, Ravan was arrested by authorities in Malaysia in connection with a U.S. provisional arrest warrant. The United States is seeking to extradite him from Malaysia to stand trial in the District of Columbia. If convicted of the charges against him, Ravan faces a potential 20 years in prison for the AECA violation, 10 years in prison for the smuggling charge and five years in prison for the conspiracy charge.

According to the indictment, in late 2006 and early 2007, Ravan attempted to procure for shipment to Iran export-controlled antennas made by a company in Massachusetts, through an intermediary in Iran. The antennas sought by Ravan were cavity-backed spiral antennas suitable for airborne or shipboard direction finding systems or radar warning receiver applications, as well as biconical antennas that are suitable for airborne and shipboard environments, including in several military aircraft.

After this first attempt was unsuccessful, Ravan joined with two co-conspirators at Corezing in Singapore so that Corezing would contact the Massachusetts company and obtain the antennas on behalf of Ravan for shipment to Iran. When Corezing was unable to purchase the export-controlled antennas from the Massachusetts firm, Corezing then contacted another individual in the United States who was ultimately able to obtain these items from the Massachusetts firm by slightly altering the frequency range of the antennas to avoid detection by the company’s export compliance officer.

In March 2007, Ravan and the co-conspirators at Corezing agreed on a purchase price of $86,750 for 50 cavity-backed antennas from the United States and discussed structuring payment from Ravan to his Corezing co-conspirators in a manner that would avoid transactional delays caused by the Iran embargo. Ultimately, between July and September 2007, a total of 50 cavity-backed spiral antennas and five biconical antennas were exported from the United States to Corezing in Singapore and Hong Kong.

According to the indictment, no party to these transactions -- including Ravan or IMI -- ever applied for or received a license from the State Department’s Directorate of Defense Trade Controls to export any of these antennas from the United States to Singapore or Hong Kong.

Two of Ravan’s co-conspirators, Lim Kow Seng (aka Eric Lim) and Hia Soo Gan Benson (aka Benson Hia), principals of Corezing, have been charged in a separate indictment in the District of Columbia in connection with this particular transaction involving the export of military antennas to Singapore and Hong Kong. The two Corezing principals were arrested in Singapore last year and the United States is seeking their extradition.

This investigation was jointly conducted by ICE agents in Boston and Los Angeles; FBI agents and analysts in Minneapolis; and Department of Commerce, Office of Export Enforcement agents and analysts in Chicago and Boston. Substantial assistance was provided by the U.S. Department of Defense, U.S. Customs and Border Protection, the State Department’s Directorate of Defense Trade Controls, and U.S. Department of Justice, Office of International Affairs.

The prosecution is being handled by Assistant U.S. Attorney Anthony Asuncion of the U.S. Attorney’s Office for the District of Columbia and Trial Attorney Richard S. Scott of the Counterespionage Section of the Justice Department’s National Security Division.

An indictment is merely a formal charge that a defendant has committed a violation of criminal law and is not evidence of guilt. Every defendant is presumed innocent until, and unless, proven guilty.

140 Characters, 100 Different Ways

140 Characters, 100 Different Ways

U.S. SUES KBR AND KUWAITI SUBCONTRACTOR FOR FALSE CLAIMS ON CONTRACTS IN IRAQ

FROM: U.S. DEPARTMENT OF JUSTICE

Monday, November 19, 2012
United States Sues Houston-based KBR and Kuwaiti Subcontractor for False Claims on Contracts to House American Troops in Iraq

The government’s complaint arises from the Bed Down Mission, a push to replace the tents used to house soldiers during the early days of the war with trailers, also called living containers. KBR performed many of the services required under LOGCAP III, including the Bed Down Mission, through foreign and domestic subcontractors. According to the complaint, KBR awarded a subcontract to First Kuwaiti on Oct. 16, 2003, to supply, transport and install 2,252 living containers at Camp Anaconda in Iraq for about $80 million. The government alleges that First Kuwaiti was required to complete delivery and installation of the trailers at Camp Anaconda by Dec. 15, 2003. The government further alleges that in July 2004, First Kuwaiti presented two claims to KBR contending that government-caused delays in providing military escorts for convoys into Iraq entitled the company to an increase in the contract price to cover its increased costs. According to the complaint, KBR agreed to pay First Kuwaiti an additional $48.8 million and passed that cost on to the United States.

The government’s complaint alleges that First Kuwaiti knowingly inflated its crane and truck costs, among other items, and misrepresented the cause of its delays. The complaint further alleges that KBR charged these costs to the United States knowing they were improper.

"We depend on companies like KBR to provide valuable noncombat services to our military such as housing and feeding our troops," said Stuart F. Delery, Principal Deputy Assistant Attorney General for the Civil Division of the Department of Justice. "We will en sure that contractors live up to their promises, and are not permitted to profit at the expense of the taxpayers at home who are supporting our men and women in uniform."

"When dealing with the government, just like dealing with anyone else, it’s important to give an honest account," said Jim Lewis, U.S. Attorney for the Central District of Illinois. "The facts alleged in the complaint indicate that KBR and First Kuwaiti did not provide an honest accounting."

The United States is suing KBR and First Kuwaiti under the False Claims Act. The act holds persons responsible for presenting, or causing to be presented, claims for gov ernment money or property they know are false. The statute entitles the government to recover three times its damages, plus a $5,500 to $11,000 civil penalty for each false claim.

The United States is also suing KBR under the antifraud section of the Contract Disputes Act and for breach of contract. The Contract Disputes Act establishes liability for contractors who certify that they are entitled to money under a contract, if any part of their claim is unsupported due to a misrepresentation of fact or fraud. Under the Contract Disputes Act, the government may recover the false and unsupported part of the claim, plus its costs of review.

This matter was investigated by the Commercial Litigation Branch of the Justice Department’s Civil Division; the U.S. Attorney’s Office for the Central District of Illinois; and the Defense Contract Audit Agency, the Defense Criminal Investigative Service, and the Defense Contract Management Agency of the Department of Defense. The claims asserted against KBR and First Kuwaiti in the United States’ complaint are allegations only and there has been no determination of liability.

The lawsuit was filed in the Central District of Illinois and is captioned United States v. Kellogg, Brown & Root Services, Inc., et al.

The United States has filed a civil complaint against Kellogg, Brown & Root Services Inc. (KBR) and First Kuwaiti Trading Company for submitting inflated claims for the delivery and installation of trailers to house troops in Iraq, the Justice Department announced today. KBR is headquartered in Houston. First Kuwaiti, a KBR subcontractor, is based in Kuwait.

KBR is the Army’s primary contractor for logistical support in Iraq. On Dec. 14, 2001, t he Army awarded KBR the LOGCAP III contract, the third generation of contracts under the Army’s Logistics Civil Augmentation Program (LOGCAP) since the program’s inception in the 1980s. LOGCAP III required KBR to provide logistical support in the military theater whenever and wherever it was needed. Support included services such as transportation, dining services, facilities management, maintenance and living accommodations for United States and coalition forces. LOGCAP III was originally awarded to Brown and Root Services, a division of KBR. The United States has paid KBR tens of billions of dollars for logistical support services since awarding the contract.

SEC CHARGES NEW YORK-BASED MAN WHO ALLEGEDLY SPENT INVESTOR FUNDS ON DRUGS AND GAMBLING

Credi:  CIA World Factbook

FROM: U.S. SECURITIES AND EXCHANGE COMMISSION

The Securities and Exchange Commission today charged a purported investment adviser in New York with defrauding investors who he convinced to invest in his start-up businesses while in reality he was spending their money on illegal drugs and gambling.

The SEC alleges that Stephen A. Colangelo, Jr. repeatedly misled investors while raising $3 million in investments for four start-up companies that he created. He also persuaded three other investors to let him act as their investment adviser, and they gave him more than $1 million to invest in the markets on their behalf. Colangelo boasted a phony professional and educational background and hid his past criminal activities from potential investors, and he falsely claimed to have historically achieved extremely high returns buying and selling securities. Meanwhile, Colangelo siphoned off at least $1 million in investor funds to pay such unauthorized personal expenses as his federal income taxes, illegal narcotics, gambling, cigars, and travel for him and his family.

In a parallel action, the U.S. Attorney’s Office for the Southern District of New York today announced criminal charges against Colangelo.

According to the SEC’s complaint filed in the U.S. District Court for the Southern District of New York, Colangelo’s fraudulent scheme began in 2009 when he induced investors to invest more than $750,000 in the Brickell Fund LLC, a pooled investment vehicle that he created, advised, and controlled. In March 2009 when the Brickell Fund did not have any investors and Colangelo was not buying and selling securities on behalf of the fund, he sent numerous e-mails to potential investors boasting phony information. For instance, one e-mail claimed, "BEST TRADING DAY OF MY LIFE!!!!!!!. . . . Up over 400% and documented. Mind boggling to say the least." In reality, Colangelo did not make any trades that day.

The SEC alleges that after spending or losing all of the money invested in the Brickell Fund, Colangelo continued to fraudulently raise funds from investors for three other startup businesses he created — Hedge Community LLC, Start a Hedge Fund LLC, and Under the Radar SEO LLC. Some individuals provided Colangelo with funds directly to invest on their behalf. Colangelo continued to use investor funds for a variety of purposes that weren’t disclosed to investors, namely personal expenses and unrelated business expenses.

According to the SEC’s complaint, Colangelo created a profile on the LinkedIn website used for professional networking and misrepresented that he had studied finance at Nyack College from 1986 to 1989. Colangelo provided a link to his profile to potential and existing investors in one of his start-up companies. His representations to investors were false because he never attended Nyack College and has not graduated from high school.

The SEC’s complaint charges Colangelo with violations of Section 17(a) of the Securities Act, Section 10(b) of the Exchange Act and Rule 10b-5 thereunder, and Sections 206(1), 206(2), and 206(4) of the Advisers Act and Rule 206(4)-8 thereunder.

The SEC’s investigation was conducted in the New York Regional Office by Senior Attorney Christina McGill and Assistant Regional Director Wendy B. Tepperman. The SEC’s litigation will be led by Senior Trial Counsel Kevin McGrath. The SEC thanks the U.S. Attorney’s Office for the Southern District of New York and the Federal Bureau of Investigation for their assistance in this matter.

U.S. SECRETARY OF STATE CLINTON HEADS TO MIDDLE EAST

FROM:  U.S. STATE DEPARTMENT

Secretary of State Hillary Rodham Clinton's Travel to the Middle East
Press Statement
Victoria Nuland
Department Spokesperson, Office of the Spokesperson
Washington, DC
November 20, 2012
Secretary Clinton will depart today on travel to Jerusalem, Ramallah, and Cairo, leaving from the East Asia Summit in Phnom Penh, Cambodia. She will meet with regional leaders, starting with our Israeli partners, to consult on the situation in Gaza.

Her visits will build on American engagement with regional leaders over the past days - including intensive engagement by President Obama with Prime Minister Netanyahu and President Morsi - to support de-escalation of violence and a durable outcome that ends the rocket attacks on Israeli cities and towns and restores a broader calm. As President Obama noted in his conversations with President Morsi, we commend Egypt's efforts to de-escalate the situation and are hopeful that these efforts will be successful.

She will emphasize the United States' interest in a peaceful outcome that protects and enhances Israel's security and regional stability; that can lead to improved conditions for the civilian residents of Gaza; and that can reopen the path to fulfill the aspirations of Palestinians and Israelis for two states living in peace and security. She will continue to express U.S. concern for the loss of civilian life on both sides.

Younger strokes

Younger strokes

U.S. SECRETARY OF STATE CLINTON AND PRESIDENT OBAMA ATTEND ASEAN LEADERS MEETING

The Throne Hall at the Royal Palace grounds in Phnom Penh. Built in 1917, the building was where the king's confidants, generals, and royal officials once carried out their duties. Today it is used for religious and royal ceremonies, and as a meeting place for guests of the king. Photo Credit: CIA World Factbook.

FROM: U.S. DEPARTMENT OF STATE, ASEAN, EAST ASIA SUMMIT, CAMBODIA

U.S. Institutional Support for ASEAN
Fact Sheet
Office of the Spokesperson
Washington, DC
November 19, 2012

On November 19 and 20, Secretary Clinton accompanied President Obama to the U.S.-ASEAN Leaders Meeting and East Asia Summit (EAS) in Phnom Penh, Cambodia. Their attendance at these events for the second consecutive year reaffirms U.S. commitment to the Association of Southeast Asian Nations (ASEAN) and to Southeast Asia as a whole. At EAS and the U.S.-ASEAN Leaders Meeting, the United States highlighted our broad engagement with the region across ASEAN’s political-security, economic, and socio-cultural pillars and introduced initiatives to deepen these ties.

EAS provided an opportunity to highlight the United States’ enduring commitment to supporting ASEAN as it becomes a driver of peace, security, prosperity, and democracy in the region. The United States has demonstrated our institutional support for ASEAN in a number of ways.
The U.S. Mission to ASEAN: In June 2010, the United States became the first non-ASEAN country to establish a dedicated Mission to ASEAN in Jakarta. Under the leadership of Ambassador David L. Carden, the United States’ first resident Ambassador to ASEAN, the Mission provides a venue for regular engagement and cooperation with ASEAN as well as the most visible symbol of our commitment to ASEAN’s success.
Support for U.S.-ASEAN Scholarship: Building on more than 60 years of supporting scholar and student exchanges between the United States and countries in the region through the Fulbright Program, recruitment for the pilot U.S.-ASEAN Fulbright initiative started this fall, with the first group of exchange scholars beginning study in early 2013. The United States also supports both U.S. and ASEAN Member States’ scholars working on issues central to the region through symposia held at American University’s ASEAN Studies Center in Washington DC. Our participation in the Brunei-U.S. English Language Enrichment Project for ASEAN reflects a commitment to help unify the diverse members of ASEAN, improve English language capacity, and advance educational and teaching opportunities in the region. This five-year, $25 million initiative is supported by the governments of Brunei and the United States with the East-West Center in Hawaii as an implementing coordinator, and the first cohort of 59 government officials and teacher-trainers traveled to Universiti Brunei Darussalam and East-West Center this fall.
Institutional Support in Disaster Management: Since mid-2011, the United States has supported a full-time, resident Advisor to the ASEAN Secretariat’s ASEAN Regional Forum (ARF) Unit and to broader Disaster Management efforts through the Secretariat and ASEAN Centre for Humanitarian Assistance and Disaster Relief (AHA Centre). The Advisor works closely with ASEAN officials and our fellow ASEAN Dialogue Partners to oversee activities such as:
The installation of a multi-hazard Disaster Monitoring and Response System in the AHA Centre. Along with Japan, the United States is providing the hardware and software AHA Centre operators need to improve response times and use relief resources more efficiently.
Building the search and rescue capacity of ASEAN Member States and creating guidelines for mobilization of assets for disaster relief across the region.
Supporting efforts to share best practices in Peacekeeping Operations.
Promoting Public-Private Dialogue Economic Partnerships: The United States has partnered with ASEAN in private-sector outreach in several areas:
Secretary Clinton opened the first-ever U.S.-ASEAN Business Forum in July in Siem Reap, which brought government and private actors from across the spectrum together to find ways to further economic engagement and integration.
The U.S. Trade and Development Agency’s first connectivity event, which brought representatives together from ASEAN governments, seven U.S. Government agencies, and several private businesses. Participants shared expertise in disaster reduction and disaster recovery, and attendees showcased technology which enables more effective disaster preparation and emergency response.
We have supported the ASEAN Single Window Steering Committee, which incorporates the views of businesses active in the region into the planning for the ASEAN Single Window project, a state-of-the-art regional electronic customs clearance information sharing system, which will help to enable the integration of the broader ASEAN economic community.
Economic Partnerships:
At the U.S.-ASEAN Leaders Meeting, the United States and ASEAN announced agreement to develop an Expanded Economic Engagement (E3) initiative. The U.S.-ASEAN E3 will provide capacity building and technical assistance to ASEAN members as they move toward high-standard trade obligations. The E3 will also prioritize the negotiation of a U.S.-ASEAN Trade Facilitation Agreement, a U.S.-ASEAN Bilateral (Regional) Investment Treaty, and a U.S.-ASEAN Agreement on Information and Communication Technology (ICT).
We support triennial conferences to encourage private sector engagement with ASEAN’s food security agenda. The U.S.-funded Maximizing Agricultural Revenue through Knowledge, Enterprise Development, and Trade (MARKET) Program is helping to carry these critical private-public partnerships. We will support the Second Annual Dialogue between ASEAN Agriculture Ministers and food industry business leaders in September. ASEAN Science & Technology Cooperation:
Recognizing the key role that science, technology, and health expertise play in promoting sustained economic development, at the U.S.-ASEAN Leaders Meeting the United States and ASEAN agreed to launch the U.S.-ASEAN Innovation in Science through Partners in Regional Engagement (INSPIRE) initiative. Through INSPIRE, the United States will enhance our scientific engagement and exchange across these fields with ASEAN, complementing the existing, excellent bilateral cooperation between the United States and ASEAN member states.
The United States funded an expert to work closely with the ASEAN Secretariat to improve IT operations and prepare a medium-term IT strategy that was presented to the Committee of Permanent Representatives. In early September, the ASEAN Secretariat and United States will jointly launch a new ASEAN Web Portal with a redesign of the front end of the website, the creation of central repository for past, current and future ASEAN documents, and a user-friendly interface with a searchable function. U.S.-ASEAN Eminent Persons Group (EPG): President Obama announced the names of the three representatives, Ambassador Charlene Barshefsky (a former U.S. Trade Representative), Muhtar Kent (Chairman and CEO of the Coca-Cola Company), and Ambassador J. Stapleton Roy (former U.S. Ambassador to Singapore, China, and Indonesia,) in November 2011 at the U.S.-ASEAN Leaders Meeting. This year, the group met with their ASEAN counterparts in Manila and Rangoon. In these meetings and through extensive additional consultations, the group formulated a report containing recommendations on enhanced U.S.-ASEAN engagement for consideration by President Obama, Secretary Clinton, and ASEAN Leaders. The EPG report offers expert insights on topics including engagement and integration among ASEAN Member States across all three Pillars of the ASEAN Community: political/security, economic, and socio-cultural. This important Presidential initiative demonstrates our deepening engagement with multilateral institutions in the Asia-Pacific, and specifically with ASEAN, as we celebrate the 35th anniversary of the establishment of the U.S.-ASEAN Dialogue this year.
ASEAN Secretariat Committee of Permanent Representatives Visit: This September, the United States sponsored a trip to Washington, DC and San Francisco, CA for the ASEAN Committee of Permanent Representatives (CPR), led by U.S. Mission to ASEAN Ambassador David L. Carden. The CPR oversees ASEAN Member States’ interactions with the ASEAN Secretariat and Dialogue Partners such as the United States, and includes one Representative from each of the 10 ASEAN Member States. During their visit, the CPR exchanged best practices across a variety of disciplines with officials drawn from U.S. Government, the private sector, think tanks, and universities, with the goal of improving ASEAN’s capacity to promote sustainable development, improve regional rule of law, and create an environment conducive to economic growth across Southeast Asia.
Dialogue Partner/Donor Coordination: The United States places a high priority on outreach and collaboration with our development partners in the region and in helping ASEAN strengthen its role in partner coordination. For example, the USAID-AusAID-ASEAN collaboration with the MTV End Exploitation and Trafficking (EXIT) campaign is highlighting ASEAN’s commitment to end trafficking in persons in cooperation with its Dialogue Partners. We are also coordinating support to the AHA Centre. The United States, Japan, Australia, the EU, and New Zealand are working directly with the AHA Centre and the ASEAN Secretariat to balance the types of assistance from each partner to cover AHA Centre's priority needs for systems, staffing and training. The United States and Canada also co-chair the working group on human rights cooperation with ASEAN.
Defense Liaison Officer: In 2011 the United States Pacific Command (PACOM) deployed a Liaison Officer to the U.S. Mission to ASEAN with the objectives of encouraging information-sharing between DOD and other U.S. agencies on multi-national security programs in Southeast Asia, and encouraging deepening and sustained engagement by DOD in ASEAN defense-related fora such as the ASEAN Defense Ministers Meeting Plus (ADMM+) mechanism. Over the past year the Mission's PACOM liaison has assisted with arrangements for the first informal dialogue between the ASEAN Defense Ministers and U.S. Secretary of Defense; coordinated U.S. co-chairmanship with Indonesia of the ADMM+ Expert Working Group on Counterterrorism; and organized a PACOM-sponsored regional workshop on environmental security.

TWO BIG FIRMS WILL PAY OVER $400 MILLION COMBINED TO SETTLE SEC CHARGES RELATED TO RMBS

 FROM: U.S. SECURITES AND EXCHANGE COMMISSION

Washington, D.C., Nov. 16, 2012 — In coordination with the federal-state Residential Mortgage-Backed Securities Working Group, the Securities and Exchange Commission today charged J.P. Morgan Securities LLC and Credit Suisse Securities (USA) with misleading investors in offerings of residential mortgage-backed securities (RMBS). The firms agreed to settlements in which they will pay more than $400 million combined, and the SEC plans to distribute the money to harmed investors.

The SEC alleges that J.P. Morgan misstated information about the delinquency status of mortgage loans that provided collateral for an RMBS offering in which it was the underwriter. J.P. Morgan received fees of more than $2.7 million, and investors sustained losses of at least $37 million on undisclosed delinquent loans. J.P. Morgan also is charged for Bear Stearns' failure to disclose its practice of obtaining and keeping cash settlements from mortgage loan originators on problem loans that Bear Stearns had sold into RMBS trusts. The proceeds from this bulk settlement practice were at least $137.8 million.

J.P. Morgan has agreed to pay $296.9 million to settle the SEC's charges.

According to the SEC's order against Credit Suisse, the firm similarly failed to accurately disclose its practice of retaining cash for itself from the settlement of claims against mortgage loan originators for problems with loans that Credit Suisse had sold into RMBS trusts and no longer owned. Credit Suisse also made misstatements in SEC filings about when it would repurchase mortgage loans from trusts if borrowers missed the first payment due. The firm made $55.7 million in profits and losses avoided from its bulk settlement practice, and its investors lost more than $10 million due to Credit Suisse's practices concerning first payment defaults.

Credit Suisse has agreed to pay $120 million to settle the SEC's charges.

"In many ways, mortgage products such as RMBS were ground zero in the financial crisis," said Robert Khuzami, Director of the SEC's Division of Enforcement. "Misrepresentations in connection with the creation and sale of mortgage securities contributed greatly to the tremendous losses suffered by investors once the U.S. housing market collapsed. Today's actions involving RMBS securities are a continuation of the SEC's strong efforts to pursue wrongdoing committed in connection with the financial crisis."

Mr. Khuzami is a co-chair of the RMBS Working Group, which brings together federal and state agencies to investigate those responsible for misconduct that contributed to the financial crisis through the pooling and sale of RMBS.

RMBS Working Group Co-Chair and U.S. Attorney for the District of Colorado John Walsh said, "Today's filings represent significant steps towards the accomplishment of the Working Group's mission - to investigate and confront the abuses in the residential mortgage-backed securities market that significantly contributed to the Financial Crisis. The Working Group model allows the Department of Justice to lend a hand to other enforcement partners around the country who, in turn, have their own unique resources, talents, and legal tools to contribute to the effort. And the Justice Department's efforts in this area have benefited from SEC's work on its own cases."

RMBS Working Group Co-Chair and New York State Attorney General Eric Schneiderman said, "Today's actions are another step forward in the process of bringing accountability for the misconduct that led to the collapse of the housing market. We will continue to work together on behalf of consumers and investors to ensure that it never happens again."

According to the SEC's complaint against J.P. Morgan filed in federal court in Washington D.C., federal regulations under the securities laws require the disclosure of delinquency information related to assets that provide collateral for an asset-backed securities offering. Information about the delinquency status of mortgage loans in an RMBS transaction is important to investors because those loans are the primary source of funds by which investors can earn interest and obtain repayment of their principal.

The SEC alleges that in the prospectus supplement for the $1.8 billion RMBS offering that occurred in December 2006, J.P. Morgan made materially false and misleading statements about the loans that provided collateral for the transaction. The firm represented that only four loans (.04 percent of the total loans collateralizing the transaction) were delinquent by 30 to 59 days, and that those four were the only loans that had had an instance of delinquency of 30 or more days in the 12 months prior to the "cut-off date" for the transaction. However, at the time J.P. Morgan made these representations, the firm actually had information showing that more than 620 loans (above 7 percent of the total loans collateralizing the transaction) were, and had been, 30 to 59 days delinquent, and the four loans represented as being 30 to 59 days delinquent were in fact 60 to 89 days delinquent.

The SEC's complaint also alleges that Bear Stearns' bulk settlements covered loans collateralizing 156 different RMBS transactions issued from 2005 to 2007. Loan originators were usually required by contract to buy back loans that suffered early payment defaults or had other defects. However, Bear Stearns frequently negotiated discounted cash settlements with these loan originators in lieu of a buy-back on loans that were owned by the RMBS trusts. The firm - both before and after the merger with J.P. Morgan - then kept most of the bulk settlement proceeds. The firm failed to disclose the practice to investors who owned the loans. Bear Stearns repurchased only about 13 percent of these defective bulk settlement loans from the trusts, compared to a nearly 100 percent repurchase rate when loan originators agreed to buy back the defective loans. For most loans covered by bulk settlements, the firm collected money from originators without paying anything to the trusts.

J.P. Morgan settled the SEC's charges by consenting to pay $50.5 million in disgorgement and prejudgment interest and a $24 million penalty for the delinquency misstatements, which the SEC will seek to distribute to harmed investors in the transaction through a Fair Fund. J.P. Morgan agreed to pay $162,065,536 in disgorgement and prejudgment interest and a $60.35 million penalty for the bulk settlement practice misconduct, and the SEC will seek to distribute these funds to harmed investors through a separate Fair Fund. J.P. Morgan consented, without admitting or denying the allegations, to the entry of a final judgment permanently enjoining them from violating Section 17(a)(2) and (3) of the Securities Act of 1933. The settlement is subject to court approval.

According to the SEC's order instituting a settled administrative proceeding against Credit Suisse, the firm and its affiliated entities misled investors in 75 different RMBS transactions through the bulk settlement practice. From 2005 to 2010, Credit Suisse frequently negotiated bulk settlements with loan originators in lieu of a buy-back of loans that were owned by the RMBS trusts. Credit Suisse kept the bulk settlement proceeds for itself and failed to disclose the practice to investors who owned the loans. In nine of the 75 RMBS trusts, Credit Suisse failed to comply with offering document provisions that required it to repurchase certain early defaulting loans. Credit Suisse also applied different quality review procedures for loans that it sought to put back to originators, instituted a practice of not repurchasing such loans from trusts unless the originators had agreed to repurchase them, and failed to disclose the bulk settlement practice when answering investor questions about early payment defaults.

The SEC's order also found that Credit Suisse made misleading statements about a key investor protection known as the First Payment Default (FPD) provision in two RMBS offerings. The FPD provision required the mortgage loan originator to repurchase or substitute loans that missed payments shortly before or after they were securitized. Credit Suisse misled investors by falsely claiming that "all First Payment Default Risk" was removed from its RMBS, and at the same time limiting the number of FPD loans that were put back to the originator.

Credit Suisse settled the SEC's charges by consenting to pay $68,747,769 in disgorgement and prejudgment interest and a $33 million penalty, which the SEC will seek to distribute through a Fair Fund to harmed investors in the 75 RMBS transactions affected by the bulk settlement practice. Credit Suisse agreed to pay $12,256,651 in disgorgement and prejudgment interest and a $6 million penalty, which the SEC will seek to distribute through a separate Fair Fund to harmed investors in the two transactions affected by the FPD misstatements. Credit Suisse agreed to an order, without admitting or denying the allegations, requiring them to cease and desist from violations of Section 17(a)(2) and (3) of the Securities Act and Section 15(d) of the Securities Exchange Act of 1934.

These investigations were conducted by members of the SEC Enforcement Division's Structured and New Products Unit in both the Denver and Washington, D.C. offices, including Zachary Carlyle, Mark Cave, Sarra Cho, Allison Herren Lee, Laura Metcalfe, Colin Rand, Thomas Silverstein, John Smith, Andrew Sporkin, Amy Sumner, and Jeffrey Weiss. The trial unit members assigned to this matter were Dugan Bliss, Kyle DeYoung, Jan Folena, and Christian Schultz. The Enforcement Division was assisted by Eugene Canjels and Vance Anthony in the Division of Risk, Strategy and Financial Innovation. The SEC thanks the other agencies who are members of the RMBS Working Group for their assistance and cooperation regarding these enforcement actions.

"These actions demonstrate that we intend to hold accountable those who misled investors through poor disclosures in the sale of RMBS and other financial products commonly marketed and sold during the financial crisis. Our efforts in that regard continue," said Kenneth Lench, Chief of the SEC Enforcement Division's Structured and New Products Unit.

FEMA APPROVED OVER $500 MILLION FOR HURRICANE SANDY RECOVERY

A House Blown Away By Hurricane Sandy

FROM: U.S. FEDERAL EMERGENCY MANAGEMENT AGENCY

More Than $500 Million Approved for Hurricane Sandy Recovery

NEW YORK, N.Y. -- Since Hurricane Sandy struck New York, the Federal Emergency Management Agency (FEMA) has approved more than $500 million to help individuals and families recover from the disaster.

FEMA is reaching out to all the 13 declared counties with attention to the hardest hit areas of New York state. To date, more than $500 million has been approved. Assistance to the hardest hit areas includes:
Bronx $998,825
Kings $102,621,916
Nassau $178,016,765
New York $4,437,375
Queens $134,415,479
Richmond $55,414,997
Suffolk $30,424,541
FEMA provides the following snapshot of the disaster recovery effort as of Nov. 18:
More than 212,000 New Yorkers have contacted FEMA for information or registered for assistance with FEMA and more than $500 million has been approved. More than 109,000 have applied through the online application site at www.disasterassistance.gov, or on their smart phone at m.fema.gov.
30 Disaster Recovery Centers (DRC) are open in the affected areas. These include mobile sites as well as fixed sites, and to date more than 34,000 survivors have been assisted at DRCs in New York.
969 Community Relations (CR) specialists are strategically positioned throughout affected communities, going door to door explaining the types of disaster assistance available and how to register. More teams continue to arrive daily.
Nearly 1,300 inspectors in the field have completed nearly 87,000 home inspections.
19 Points of Distribution (PODs) are open and providing supplies to the affected residents.
9 Disaster Medical Assistance Teams (DMATs), and 1 National Veterinary Response Team (NVRT) from the Department of Health and Human Services are deployed in New York.
13 New York counties are designated for both individual and public assistance, including: Bronx, Kings, Nassau, New York, Orange, Putnam, Queens, Richmond, Rockland, Suffolk, Sullivan, Ulster and Westchester.
The U.S. Small Business Administration (SBA) has staff members at 18 Business Recovery Centers in the New York area to provide one-on-one help to business owners seeking disaster assistance and has approved more than $3.5 million in disaster loans.

SNAILS AND HUMAN DISEASE

Countries worldwide where people are at risk for the snail-borne disease schistosomiasis.

Credit-CDC

FROM: NATIONAL SCIENCE FOUNDATION
Snails in the Waters, Disease in the Villages
November 19, 2012

Watch where you jump in for a swim or where your bath water comes from, especially if you live in Africa, Asia or South America. Snails that live in tropical freshwater in these locations are intermediaries between disease-causing parasitic worms and humans.

People in developing countries who don't have access to clean water and good sanitation facilities are often exposed to the infected snails. Then they're left open to the parasitic worms.

The worms' infectious larvae emerge from the snails, cruise in shallow water, easily penetrate human skin and mature in internal organs.

The result is schistosomiasis, the second most socioeconomically devastating disease after malaria. As of 2009, 74 developing nations had identified significant rates of schistosomiasis in human populations.

There has been much debate about how best to prevent the disease, says Charles King, a physician and researcher at Case Western Reserve University in Cleveland, Ohio. "Beyond that," he asks, "how long should treatment last once someone has schistosomiasis?"

"Current guidelines focus on suppressing the disease's effects by limiting the infection during childhood," says King. "But that may not be enough to cure it or to prevent re-infection, leaving children still at risk for stunted growth and anemia."

King and colleagues recently published results of a study of long-term treatment of schistosomiasis in the journal PLOS Neglected Tropical Diseases.

The team's work is funded by the National Science Foundation (NSF)-National Institutes of Health (NIH) Evolution and Ecology of Infectious Diseases (EEID) program.

At NSF, the EEID program is supported by the Directorate for Biological Sciences and Directorate for Geosciences. At NIH, it's supported through the Fogarty International Center.

Schistosomiasis is usually treated with a single dose of the oral drug praziquantel.

World Health Organization (WHO) guidelines set forth in 2006 recommend that when a village reports that more than 50 percent of its children have parasite eggs in their urine or stool--a clear sign of schistosomiasis--everyone in the village should receive treatment.

When 10 to 50 percent of children are affected, say the guidelines, only school-age children should be treated--every two years. With less than 10 percent, mass treatment is not suggested.

But because of the long-term health effects of schistosomiasis, says King, "we now think it's better to provide regular yearly treatment."

He and scientists Xiaoxia Wang, David Gurarie and Peter Mungai of Case Western Reserve University; Eric Muchiri of the Ministry of Public Health and Sanitation in Nairobi, Kenya; and Uriel Kitron of Emory University in Atlanta, Georgia, used data collected in 10 villages in southeastern Kenya to run advanced models of village-level schistosomiasis transmission.

They scored the number of years each of the 10 villages would be projected to remain below a 10 percent infection level during a simulated 10-to-20-year treatment program.

All strategies that included an initial four annual treatments reduced community prevalence of the disease to less than 10 percent. Programs with gaps in treatment, however, didn't reach this objective in half the villages.

At typical levels of treatment, the researchers found, current WHO recommendations likely could not achieve full suppression of schistosomiasis.

"With more aggressive annual intervention that lasts at least four years," says King, "some communities might be able to continue without further treatment for 8 to 10 years.

"But in higher-risk villages, repeated annual treatment may be necessary for an indefinite period--until the eco-social factors that foster the disease [such as poor wastewater treatment] are removed."

In high-risk places, ongoing surveillance for the disease and annual drug treatment, the scientists say, need to become the mainstays of control.

In short, these villages require what they call "re-worming after de-worming."

But what happens if townspeople move to a more arid location, one with less freshwater and fewer snails?

In drier landscapes, schistosomiasis is a rare event that happens only during floods. Response to treatment therefore may be much better. Unless or until another flood occurs.

Although drier locales carry less risk for the disease, they're by no means free and clear. Even in arid locations, people would likely need to be treated more than once to get rid of the parasites.

"This research demonstrates the value of understanding where disease-causing organisms are in the environment," says Sam Scheiner, NSF program officer for EEID.

"Such knowledge can reduce human diseases much more effectively and at a lower cost than simply focusing on treatment."

The best goal, says King, is complete eradication of schistosomiasis.

To achieve that, scientists need to determine what makes a "wormy village," how often therapy is needed to prevent disease in such locations--and what can be done to change the environment such that a high-risk village becomes a low-risk one.

　

HIGH-RESOLUTION GLOBAL ATMOSPHERIC MODELING GIVES LOOK AT GLOBAL AERSOLS

FROM: NASA
Portrait of Global Aerosols
High-resolution global atmospheric modeling run on the Discover supercomputer at the NASA Center for Climate Simulation at Goddard Space Flight Center, Greenbelt, Md., provides a unique tool to study the role of weather in Earth's climate system. The Goddard Earth Observing System Model, Version 5 (GEOS-5) is capable of simulating worldwide weather at resolutions of 10 to 3.5 kilometers (km).

This portrait of global aerosols was produced by a GEOS-5 simulation at a 10-kilometer resolution. Dust (red) is lifted from the surface, sea salt (blue) swirls inside cyclones, smoke (green) rises from fires, and sulfate particles (white) stream from volcanoes and fossil fuel emissions.

Image credit-William Putman, NASA-Goddard

COMBATING TRAINING MISCONDUCT IN U.S. AIR FORCE

Air Force Chief of Safety Maj. Gen. Margaret H. Woodward briefs reporters on the findings and recommendations of the investigation of misconduct of the Air Force's basic military training on Joint Base San Antonio-Lackland at the Pentagon, Nov. 14, 2012. DOD photo by Glenn Fawcett

FROM: U.S. DEPARTMENT OF DEFENSE

Air Force Leadership Council to Combat Training Misconduct

By Army Sgt. 1st Class Tyrone C. Marshall Jr.
American Forces Press Service

WASHINGTON, Nov. 14, 2012 - Air Force officials discussed the results of a commander-directed investigation into basic military training instructor misconduct and the service's commitment to correcting those issues at a press conference.

Air Force Gen. Edward A. Rice Jr., commander of the Air Education and Training Command, and Air Force Maj. Gen. Margaret H. Woodward, chief of Air Force Safety, outlined the underlying causes of basic training leader misconduct.

In his review of Woodward's report on the investigation, Rice said he found weaknesses in institutional safeguards, leadership, and the instructor culture of self-accountability, with the conditions leading to abuse of power in basic military training "ever-present."

"To that end, I am directing the establishment of the Military Training Oversight Council, which will be chaired by a three-star general," he said. "The purpose of this council is to ensure we have the appropriate level of leadership oversight over issues associated with trainee safety and the maintenance of good order and discipline."

According to Rice, the report includes nearly two-dozen findings and more than 40 recommendations based on 215 in-depth interviews, surveys of 18,000 service members, and meetings with basic trainees and training instructor spouses.

The report's findings and recommendations "accurately reflect the deficiencies in our basic military training program and provide effective proposals to remedy those deficiencies," he said.

Rice noted he intends to implement 45 of the 46 recommendations, with the final recommendation -- adjusting the length of basic training -- still under review, as part of a previous evaluation.

"Because we know the basic military training environment is highly susceptible to the abuse of power, we have established a set of institutional safeguards to prevent misconduct by instructors," Rice said.

Rice also noted he intends to hold commanders accountable, having "found areas where commanders did not meet my expectations with respect to creating the type of command climate that's necessary for good order and discipline to be in a healthy state."

The Air Force has relieved two commanders since the misconduct cases surfaced -- one at the squadron level and one at the group level, Rice said.

"I have also [taken] disciplinary action with six additional commanders," he said.

Rice and Woodward both emphasized there are honorable men and women in the enlisted basic training complex who continue to serve with distinction.

Rice, quoting Woodward in her report, said, "This report necessarily focuses on the few who violated a sacred trust and broke faith with fellow airmen everywhere."

Woodward said the investigation also determined that instructors found guilty of misconduct "knew that they were violating a regulation or policy, and that was very clear to them," she said.

Moving forward, Rice said, AETC will continue to "fix what went wrong in our basic military training program."

"We are committed to doing everything we can to make our basic military training program the world's finest example of military professionalism," he said.

RECENT U.S. NAVY PHOTOS

FROM: U.S. NAVY, MARK 48 ADCAP TORPEDO
Sailors from the submarine tender USS Frank Cable (AS 40) remove a Mark 48 ADCAP (Advanced Capability) torpedo from the Los Angeles-class attack submarine USS Oklahoma City (SSN 723). Frank Cable conducts maintenance and support of submarine and surface vessels deployed in the U.S. 7th Fleet area of responsibility. The U.S. Navy is constantly deployed to preserve peace, protect commerce, and deter aggression through forward presence. Join the conversation on social media using #warfighting. U.S. Navy photo by Mass Communication Specialist 1st Class Ricardo Danan (Released) 121115-N-BE353-009

Twenty-six ships from the U.S. Navy and the Japan Maritime Self-Defense Force, including ships from the George Washington Carrier Strike Group, transit together at the conclusion of exercise Keen Sword 2013. Keen Sword 2013 is a biannual exercise held to enable the United States and Japan to train in coordination procedures and heighten interoperability needed to effectively defend or respond to a crisis in Japan and the Asia-Pacific region. The U.S. Navy is constantly deployed to preserve peace, protect commerce, and deter aggression through forward presence. Join the conversation on social media using #warfighting. U.S. Navy photo by Chief Mass Communication Specialist Jennifer A. Villalovos (Released) 121116-N-WW409-533

ANTIETAM BATTLEFIELD AND NEW SOUTHERN COMMAND

Army Gen. Martin E. Dempsey, left, chairman of the Joint Chiefs of Staff, Air Force Gen. William Fraser III, center, and Marine Gen. John Kelly salute during the national anthem at the Southern Command Change of Command in Miami, Nov 19, 2012. Kelly is the incoming commander and Fraser is the outgoing. DOD photo by Erin A. Kirk-Cuomo

FROM: U.S. DEPARTMENT OF DEFENSE, CHANGE IN SOUTHERN COMMANDER

Dempsey Praises Old, New Southern Command Commanders
By Jim Garamone
American Forces Press Service

WASHINGTON, Nov. 19, 2012 - In presiding at the change of command ceremony at U.S. Southern Command in Miami, today, Army Gen. Martin E. Dempsey said he thought of the words he saw on a monument at the Antietam battlefield, ""Not for themselves, but for their country."

Antietam was the bloodiest day of the American Civil War. On September 17, 1862, more than 23,000 Americans became casualties.

"What you see here today is that spirit played out yet again," the chairman of the Joint Chiefs of Staff said. "Where two great military leaders have given their lives ... as families for this country. 'Not for themselves, but for their country.'"

Dempsey presided at the change of command that saw Marine Gen. John Kelly assume command from Air Force Gen. Douglas Fraser. He praised both men and their families for their willingness to serve.

Southern Command is a true partnership among American agencies and with international partners, Dempsey said, thanking the international partners who attended the ceremony. He also thanked the interagency partners who are integral parts of the command.

Building trust was a large part of the chairman's speech at the ceremony. He said one reason Fraser traveled so much during his command was "because he knows the importance of building trust," Dempsey said. "He understands that trust is how we turn relationships into partnerships, and how we turn partnerships into friendships."

Fraser has built an impressive interagency team at Southern Command, Dempsey said.

"It reflects the reality of our complex world," he said. "Tragedies like the earthquake in Haiti, or challenges like illicit trafficking, all require us to collaborate in new ways and with new partners."

Fraser has shown what can happen when organizations break down barriers between them and build on the strengths of each organization, the chairman said.

Demspey said Kelly is the right man to succeed Fraser at Southern Command. Kelly, who was promoted to full general just before the ceremony, served as the senior military advisor to Defense Secretary Leon E. Panetta and former Defense Secretary Robert M. Gates.

"He's direct and tough," Dempsey said. "He's a thinker and a learner, and one of the most experienced leaders we have in the military today."

Kelly is well placed to get the friends and neighbors of the region working together to solve common problems. The general will have a full plate with transnational crime, terrorism, natural disasters, and many other challenges awaiting him, Dempsey said.

"Achieving together as friends and neighbors is what SouthCom is all about," he said.

NEWS FROM AFGHANISTAN FOR NOVERMBER 19, 2012

U.S. Marine Corps Staff Sgt. Travis M. Barnes provides close-air support over Afghanistan's Helmand province, Nov. 8, 2012. Barnes is assigned to Marine Light Attack Helicopter Squadron 469, Marine Aircraft Group 39, 3rd Marine Aircraft Wing. U.S. Marine Corps photo by Sgt. Keonaona C. Paulo

FROM: U.S. DEPARTMENT OF DEFENSE

Combined Force Arrests Taliban Operative
Compiled from International Security Assistance Force Joint Command News Releases

WASHINGTON, Nov. 19, 2012 - An Afghan and coalition security force arrested a Taliban suicide attack operative in Afghanistan's Kandahar province today, military officials reported.

The arrested insurgent is suspected of planning and executing suicide attacks against Afghan and coalition forces throughout Kandahar province, officials said.

The security force also detained a number of suspected insurgents as a result of the operation.

In other Afghanistan operations today:

-- A combined force arrested a Taliban facilitator and detained two suspects in Helmand province. The arrested insurgent is believed to have organized the acquisition and transportation of mass shipments of homemade explosives and improvised explosive device-making materials to insurgents throughout Kandahar and Helmand provinces.

-- In Logar province, a combined force arrested a Taliban leader. The arrested leader is alleged to have performed high-profile attack planning, conducted indirect-fire attacks against Forward Operating Base Shank and carried out IED attacks on Afghan security patrols throughout southern Logar province.

In operations yesterday:

-- A combined force arrested two Taliban weapons and explosives facilitators, detained one other suspected insurgent and seized IED-making materials in Kandahar province. The first detained Taliban facilitator is an IED expert who is believed responsible for the acquisition, construction and emplacement of IEDs for attacks against Afghan and coalition forces throughout the province. The second detainee is a weapons trafficker alleged to have coordinated transport of weapons and IED components to Taliban insurgents in Helmand and Kandahar provinces.

-- A combined force arrested five insurgents and seized 20 pounds of illegal narcotics during a search for a Taliban lethal aid facilitator in Helmand province.

In Nov. 17 operations:

-- A combined force arrested a Taliban leader and detained one other suspect in Kandahar province. The arrested leader is believed to have coordinated the movement and storage of machine guns, weapons, and ammunition to support the Taliban insurgency.

In Nov. 16 operations:

-- Afghan commandos and coalition forces discovered a weapons and drug cache which included AK-47 rifles, rocket-propelled grenade launchers and nearly 88 pounds of heroin in Helmand province.

-- Afghan National Army Special Forces and coalition forces discovered 15 emplaced IEDs and two caches in Kandahar province. The caches consisted of IED-making materials, one AK-47 magazine, some nine-volt batteries, and 500 Pakistani Rupees. The IEDs and both caches were destroyed.

-- Afghan Provincial Response Company Ghazni and coalition forces detained one suspected insurgent and seized a cache of weapons, homemade explosives and IED-making materials in Ghazni province. All discovered items were destroyed on site.

U.S. STATE DEPARTMENT DAILY PRESS BRIEFING NOVEMBER 19, 2012

Daily Press Briefing - November 19, 2012

U.S. CONCERNED OVER DELAYS IN IMPLEMENTING AGREEMENTS BETWEEN SUDAN AND SOUTH SUDAN





Maps:  Sudan Left, South Sudan Right.  Credit:  CIA World Factbook
FROM: U.S. DEPARTMENT OF STATE

Delayed Implementation of Agreements by Sudan and South Sudan

Press Statement
Victoria Nuland
Department Spokesperson,
Office of the Spokesperson
Washington, DC
November 19, 2012The United States is increasingly concerned about the delays in implementation of the historic agreements signed in Addis Ababa by Sudan and South Sudan on September 27. The Sudanese and South Sudanese people deserve swift and complete implementation of these agreements, as called for in the October 24 African Union Peace and Security Council communique.

The creation of the safe demilitarized border zone between the two countries is vital to ensure that both countries honor their commitments to cease support to proxies and, most importantly, prevent inter-state conflict. We are concerned that no progress was made at the November 6-7 Joint Political and Security Mechanism meeting between the two parties, and we call on Sudan and South Sudan to immediately reconvene and recommit themselves to the September 27 agreements. Allowing this unresolved issue to impede implementation of the other agreements threatens the stability of both countries.

We are also disappointed by delays in the resumption of oil production. This denies much needed revenue to both economies, and we urge both parties to resume production while they work to resolve other bilateral issues and, along with the African Union, urgently stand-up the Petroleum Monitoring Committee.

The President's Trip to Asia | The White House

The President's Trip to Asia | The White House

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AFRICAN AMERICAN WOMEN HAVE HIGHER BREAST CANCER DEATH RATES

FROM: U.S. CENTERS FOR DISEASE CONTROL

Disparities in breast cancer continue among U.S. women

Report shows importance of improved access to preventive care and high-quality treatment

Black women have higher death rates from breast cancer than any other racial or ethnic group. They are 40 percent more likely to die from breast cancer than white women, according to a Vital Signs report from the Centers for Disease Control and Prevention. Despite the decline in breast cancer death rates in the past 20 years, black women had higher death rates even though they had fewer new cases of breast cancer, the report says.


The report’s findings highlight the importance of educating women about the preventive benefits and coverage provided by the Affordable Care Act, including coverage of mammograms without co-pays in many health plans and, beginning in 2014, the law will expand access to health insurance coverage for 30 million previously uninsured Americans.

"Although we are making progress reducing deaths from breast cancer, we have much work to do to reduce preventable deaths, particularly among African-American women," said CDC Director Thomas R. Frieden, M.D., M.P.H. "Only when every woman receives adequate screening, timely follow-up, and high-quality treatment, will the full benefit of breast cancer screening be achieved."

The researchers reviewed data on new cases of invasive breast cancer reported during 2005 through 2009 from CDC’s National Program of Cancer Registries and the National Cancer Institute’s Surveillance, Epidemiology and End Results Program. Breast cancer deaths were based on death certificates submitted to National Vital Statistics System.

Major findings:
About 40,000 women die of breast cancer each year in the United States.
Black women have 9 more deaths per 100 breast cancers diagnosed compared to white women.
Black women have higher numbers of advanced stage breast cancer (45 percent) compared with white women (35 percent).
The report says better treatment and finding breast cancer early are likely responsible for half of the recent drop in breast cancer deaths. However, black women do not get the same quality treatment for breast cancer as white women, it says.


Breast cancer is the most common cancer, and is the second leading cause of cancer death among U.S. women. A mammogram—an X-ray of the breasts—often can find breast cancer early, before it is big enough to feel as a lump, or cause other symptoms, and when it is easier to treat. Because of the Affordable Care Act, many private health plans and Medicare now cover mammograms and certain other preventive services with no copays or other out-of-pocket costs. Approximately, 5.1 million black women are estimated to receive guaranteed women's preventive health services without cost-sharing under the Affordable Care Act.

CDC’s National Breast and Cervical Cancer Early Detection Program provides low-income, uninsured, and underinsured women access to timely breast and cervical cancer screening and diagnostic services in all 50 states, the District of Columbia, five U.S. territories, and 11 American Indian/Alaska Native tribes or tribal organizations.
For information about CDC’s efforts in breast cancer prevention, please visit http://www.cdc.gov/cancer/breast.