Showing posts with label U.S. SECURITIES AND EXCHANGE COMMISSIOIN. Show all posts
Showing posts with label U.S. SECURITIES AND EXCHANGE COMMISSIOIN. Show all posts
Monday, September 17, 2012

SEC ALLEGES BROKERS CHURNED ACOUNTS FOR FEES

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FROM: U.S. SECURITIES AND EXCHANGE COMMISSIOIN Washington, D.C., Sept. 10, 2012 – The Securities and Exchange Commission today charge...