Showing posts with label U.S. SECURITES AND EXCHANGE COMMISSION. Show all posts
Showing posts with label U.S. SECURITES AND EXCHANGE COMMISSION. Show all posts
Tuesday, November 20, 2012

TWO BIG FIRMS WILL PAY OVER $400 MILLION COMBINED TO SETTLE SEC CHARGES RELATED TO RMBS

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  FROM: U.S. SECURITES AND EXCHANGE COMMISSION Washington, D.C., Nov. 16, 2012 — In coordination with the federal-state Residential...
Thursday, August 16, 2012

SEC CHARGES ORACLE CORPORATION WITH VIOLATING FOREIGN CORRUPT PRACTICES ACT IN INDIA

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FROM: U.S. SECURITES AND EXCHANGE COMMISSION Washington, D.C., Aug. 16, 2012 — The Securities and Exchange Commission today charged O...
Wednesday, August 8, 2012

UNITED INSTITUTE OF PEACE CHIEF PLEADS GUILTY TO FRAUD IN DEALINGS IN IRAQ

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Map Credit:  U.S. State Department FROM: U.S. SECURITES AND EXCHANGE COMMISSION Tuesday, August 7, 2012 Former Chief of Party in Baghda...
Thursday, August 2, 2012

SEC CHARGED A BRISTOL-MYERS SQUIBB EXECUTIVE WITH INSIDER TRADING

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FROM: U.S. SECURITES AND EXCHANGE COMMISSION Washington, D.C., Aug. 2, 2012 – The Securities and Exchange Commission today charged an ...
Sunday, July 1, 2012

SEC CHARGES SOFTWARE COMPANY WITH BRIBERY

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FROM:  SECURITIES AND EXCHANGE COMMISSION SEC Charges Long Island Software Company in Connection with Bribery Scheme On June 27, 2012, the...
Thursday, June 28, 2012

SEC ALLEGES MISAPPROPRIATION OF ASSETS AND MARKET MANIPULATION SCHEME

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FROM:  SECURITIES AND EXCHANGE COMMISSION Washington, D.C., June 27, 2012 — The Securities and Exchange Commission today filed fraud cha...