Showing posts with label U.S. COMMODITY FUTURES TRADING COMMISSION. Show all posts
Showing posts with label U.S. COMMODITY FUTURES TRADING COMMISSION. Show all posts
Saturday, February 23, 2013

NEW YORK MERCANTILE EXCHANGE, INC., CHARGED IN CONNECTION WITH DISCLOSURE OF CUSTOMER TRADES CASE

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FROM: U.S. COMMODITY FUTURES TRADING COMMISSION  CFTC Charges CME Group’s New York Mercantile Exchange and Two Former Employees with Dis...
Friday, February 8, 2013

RBS ORDERED TO PAY $325 MILLION TO SETTLE ATTEMPTED INTEREST RATE MANIPULATION

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FROM:  U.S. COMMODITY FUTURES TRADING COMMISSION CFTC Orders The Royal Bank of Scotland plc and RBS Securities Japan Limited to Pay $325 ...
Tuesday, January 29, 2013

CFTC CHARGES FIRMS AND INDIVIDUALS WITH MAKING ILLEGAL TRANSACTIONS IN PRECIOUS METALS

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Photo:  Gold Buddha Of Burma.  Credit:  CIA World Factbook. FROM: U.S. COMMODITY FUTURES TRADING COMMISSION January 28, 2013 CFTC C...
Tuesday, December 25, 2012

"iTRADE" STUDENTS LEARN HARD "iLESSON" ABOUT INVESTMENT ADVISOR FRAUD

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FROM: U.S. COMMODITY FUTURES TRADING COMMISSION CFTC Settles Charges against Virginia Resident Alexander Giap for Engaging in Two Fraudu...
Friday, December 14, 2012

CFTC BRINGS COMMODITY POOL FRAUD CHARGES AGAINST CALIFORNIA COMPANY

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FROM: U.S. COMMODITY FUTURES TRADING COMMISSION CFTC Charges Calif. Company Arista LLC and Calif. Residents Abdul Sultan Walji and Renier...
Monday, December 10, 2012

PRECIOUS METALS TRADE THEORY 101 (WHERE IS THE GOLD?)

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Credit:  U.S. Marshals Service FROM: U.S. COMMODITY FUTURES TRADING COMMISSION CFTC alleges that defendants conducted illegal, off-e...

THE CFTC AND INTERNAL CONTROL FAILURES AT GOLDMAN, SACHS & CO.

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FROM: U.S. COMMODITY FUTURES TRADING COMMISSION CFTC Orders Goldman, Sachs & Co., a Commission Registrant, to Pay $1.5 Million for S...
Saturday, December 8, 2012

COURT PERMANENTLY BARS DEFENDANTS FROM COMMODITIES INDUSTRY

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FROM: U.S. COMMODITY FUTURES TRADING COMMISSION Federal Court in New York Orders Defendants Forex Capital Trading Group, Forex Capital T...
Thursday, December 6, 2012

PONZI SCHEME DEFENDANT ORDERED TO RETURN $20.6 MILLION TO VICTIMS

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FROM: U.S. COMMODITY FUTURES TRADING COMMISSION December 5, 2012 Federal Court in Idaho Orders CFTC Defendant Trigon Group, Inc. to R...
Tuesday, November 27, 2012

CFTC CHARGES FIRM BASED IN IRELAND WITH VIOLATING OFF-EXCHANGE OPTIONS TRADING BAN

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Photo Credit:  CFTC FROM: U.S. COMMODITY FUTURES TRADING COMMISSION CFTC Charges Ireland-based "Prediction Market" Proprie...
Sunday, November 25, 2012

ALLEGED EMBEZZLEMENT IN PONZI SCHEME

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FROM: U.S. COMMODITY FUTURES TRADING COMMISSION CFTC Charges North Carolina Resident Michael Anthony Jenkins and his Company, Harbor L...
Saturday, November 3, 2012

MAN AND HIS COMPANY TO PAY OVER $3 MILLION FOR ROLE IN FOREX COMMODITY POOL FRAUD SCHEME

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Media Credit:  CFTC Website. FROM: U.S. COMMODITY FUTURES TRADING COMMISSION Federal Court in Idaho Orders Brad Lee Demuzio and Demu...
Monday, October 29, 2012

ILLINOIS RESIDENT SETTLES FRAUD CHARGES FOR $1.8 MILLION

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FROM: U.S. COMMODITY FUTURES TRADING COMMISSION CFTC Orders Illinois Resident Joshua T.J. Russo to Pay More than $1.8 Million in Restitu...
Wednesday, September 26, 2012

TWO FORMER OFFICERS OF STERLING FINANCIAL CORP. SUBSIDIARY SENTENCED TO LENGTHY PRISON TERMS AND ORDERED TO PAY $53 MILLION

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FROM: U.S. COMMODITY FUTURES TRADING COMMISSION The Securities and Exchange Commission announced that on September 11 and 12, 2012, Joseph...
Monday, September 17, 2012

ALLEGED FOREX FRAUD UNCOVERED

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FROM: U.S. COMMODITY FUTURES TRADING COMMISSION CFTC Charges Florida Resident William Jeffery Chandler with Forex Fraud and Misappropr...
Tuesday, September 4, 2012

TEXAS RESIDENT TO PAY $17 MILLION FOR ROLE IN FOREIGN CURRENCY FRAUD SCHEME

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FROM U.S. COMMODITY FUTURES TRADING COMMISSION Federal Court in Texas Orders Christopher B. Cornett to Pay over $17 Million in Sanctions in...
Saturday, September 1, 2012

CFTC CHARGES CALIFORNIA RESIDENT IN ALLEGED COMMODITY POOL FRAUD SCHEME

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FROM: U.S. COMMODITY FUTURES TRADING COMMISSION Washington, DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced ...
Saturday, August 25, 2012

CFTC SEEKS TO REVOKE TRADING ADVISOR'S REGISTRATION DUE TO MASSIVE FRAUD JUDGEMENT

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FROM:  U.S. COMMODITY FUTURES TRADING COMMISSION August 24, 2012 CFTC Seeks to Revoke Registration of Growth Capital Management LLC Ba...
Monday, August 13, 2012

CFTC CHARGES COLORADO MAN WITH COMMODITY POOL FRAUD

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FROM: U.S. COMMODITY FUTURES TRADING COMMISSION CFTC Charges Colorado Resident Michael Bruce Gale with Commodity Pool Fraud Gale al...
Thursday, August 9, 2012

CFTC CHAIRMAN GENSLER OP-ED REGARDING INTEREST RATES

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Photo:  CFTC Chairman Gary Gensler.  Credit:  CFTC FROM: U.S. COMMODITY FUTURES TRADING COMMISSION "Libor, Naked and Exposed – New Y...