BRANDT'S RANDOM GOVERNMENT PRESS RELEASES

A PUBLICATION OF RANDOM U.S.GOVERNMENT PRESS RELEASES AND ARTICLES

Showing posts with label REGULATORY. Show all posts
Showing posts with label REGULATORY. Show all posts
Wednesday, June 12, 2013

SEC CHARGES CHICAGO BOARD OPTIONS EXCHANGE FOR FAILURE IN REGULATORY AND COMPLIANCE FUNCTIONS

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FROM: U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C., June 11, 2013 — The Securities and Exchange Commission today charged th...
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Leigh Collin Brandt
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