Showing posts with label PUMP-AND-DUMP. Show all posts
Showing posts with label PUMP-AND-DUMP. Show all posts
Tuesday, April 21, 2015

10 CHARGED BY SEC IN ALLEGED BLANK CHECK COMANIES SCHEME

›
FROM:  U.S. SECURITIES AND EXCHANGE COMMISSION SEC Charges 10 Individuals in Scheme to Sell Stock in Blank Check Companies Secretly Bound f...
Thursday, December 11, 2014

SEC ANNOUNCES INDICTMENT OF ATTORNEY FOR ROLE IN SHEME TO MANIPULATE STOCK

›
FROM:  U.S. U.S. SECURITIES AND EXCHANGE COMMISSION  Litigation Release No. 23154 / December 9, 2014 USA v. Richard Weed, Case No. 1:14-cr...
Wednesday, December 10, 2014

SEC CHARGES STOCK PROMOTER FOR ROLE IN PUMP-AND-DUMP SCHEME INVOLVING AN AIRPORT SECURITY BUSINESS

›
FROM:  U.S. SECURITIES AND EXCHANGE COMMISSION  The Securities and Exchange Commission today charged a penny stock promoter in Montana wit...
Sunday, December 7, 2014

ATTORNEY SENT TO PRISON FOR ROLE IN PUMP-AND-DUMP STOCK FRAUD

›
FROM:  U.S. JUSTICE DEPARTMENT  Friday, December 5, 2014 Attorney Sentenced to 17 Years in Prison for Multi-Million Dollar Stock Fraud A...
Thursday, November 20, 2014

SEC CHARGES 3 STOCK PROMOTERS IN ALLEGED PUMP-AND-DUMP SCHEME

›
FROM:   U.S. SECURITIES AND EXCHANGE COMMISSION  The Securities and Exchange Commission charged three penny stock promoters with conductin...
Monday, November 10, 2014

SEC CHARGES CALIFORNIA ATTORNEY IN PUMP-AND-DUMP SCHEME TO DEFRAUD INVESTORS

›
FROM:  U.S. SECURITIES AND EXCHANGE COMMISSION  The Securities and Exchange Commission last week charged an attorney in Orange County, Cal...
Saturday, August 16, 2014

SEC BRINGS CHARGES IN ALLEGED PUMP-AND-DUMP SCHEME INVOLVING OIL-AND-GAS TECHNOLOGY COMPANY

›
FROM:  U.S. SECURITIES AND EXCHANGE COMMISSION The Securities and Exchange Commission today announced charges against a Houston-based p...
Monday, June 17, 2013

SEC, FINRA ISSUE JOINT WARNING OVER E-MAIL "PUMP-AND-DUMP STOCK SCHEMES"

›
FROM: U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C., June 12, 2013 — The Securities and Exchange Commission and the Financia...