Showing posts with label MISREPRESENTATIONS. Show all posts
Showing posts with label MISREPRESENTATIONS. Show all posts
Wednesday, April 29, 2015

10 CHARGED IN PENNY STOCK FRAUD SCHEME

›
FROM:  U.S. SECURITIES AND EXCHANGE COMMISSION Litigation Release No. 23243 / April 16, 2015 Securities and Exchange Commission v. Daniel ...
Monday, November 17, 2014

FTC, FLORIDA AG SETTLEMENT STOPS ROBOCALL OPERATION THAT PUSHED SALES OF MEDICAL ALERT DEVICES TO SENIORS

›
FROM:  U.S. JUSTICE DEPARTMENT Settlement with the FTC and Florida Attorney General Stops Operations that Used Robocalls to Fraudulently Pi...
Saturday, September 20, 2014

$1.79 MILLION IN THE MAIL TO CONSUMERS ALLEGEDLY DEFRAUDED BY AMERIDEBT

›
FROM:  U.S. FEDERAL TRADE COMMISSION    FTC Sends More Than $1.79 Million in Refunds to Consumers Defrauded by AmeriDebt Scam The Fede...
Saturday, February 1, 2014

COURT IMPOSES $14.75 MILLION JUDGMENT AGAINST TELEMARKETERS

›
FROM:  FEDERAL TRADE COMMISSION  Court Finds Telemarketers in Contempt; Imposes $14.75 Million Judgment FTC Continues Aggressive Enforceme...
Thursday, December 19, 2013

SEC CHARGES TWO COMPANIES WITH FRAUDULENT OFFER AND SALE OF SECURITIES IN ENERGY VENTURES

›
FROM:  U.S. SECURITIES AND EXCHANGE COMMISSION  SEC Charges Texas Oil and Gas Promoters for Securities Fraud On December 12, 2013, the Se...
Friday, September 27, 2013

SEC CHARGES 10 BROKERS IN $125 MILLION INVESTMENT SCHEME

›
FROM:  U.S. SECURITIES AND EXCHANGE COMMISSION  The Securities and Exchange Commission today announced charges against 10 former brokers a...
Sunday, August 25, 2013

SEC CHARGES INVESTMENT ADVISER IN ALGORITHMIC TRADING ABILITY CASE

›
FROM:  SECURITIES AND EXCHANGE COMMISSION  SEC Charges North Carolina-Based Investment Adviser for Misleading Fund Board About Algorithmic ...
Tuesday, December 18, 2012

CDOs AND MISREPRESENTATION

›
FROM: U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C., Dec. 17, 2012 — The Securities and Exchange Commission today charged a ...