Showing posts with label INVESTMENT FRAUD. Show all posts
Showing posts with label INVESTMENT FRAUD. Show all posts
Wednesday, April 15, 2015

SEC CHARGES MAN WITH FRAUD INVOLVING MILITARY PERSONNEL

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FROM:  U.S. SECURITIES AND EXCHANGE COMMISSION 04/14/2015 10:15 AM EDT The Securities and Exchange Commission today announced fraud charg...
Sunday, December 28, 2014

SEC ANNOUNCES AN INVESTMENT MANAGEMENT FIRM TO PAY $35 MILLION TO SETTLE FRAUD CHARGES

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FROM:  U.S. SECURITIES AND EXCHANGE COMMISSION  The Securities and Exchange Commission announced that investment management firm F-Squared...
Thursday, November 20, 2014

SEC SUSPENDS TRADING IN EBOLA RELATED COMPANIES

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FROM:  U.S. SECURITIES AND EXCHANGE COMMISSION 11/20/2014 10:30 AM EST The Securities and Exchange Commission today suspended trading in ...
Thursday, March 20, 2014

SEC INVESTOR ALERT: FALSE CLAIMS OF BEING REGISTERED WITH THE SEC

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FROM:  SECURITIES AND EXCHANGE COMMISSION  Investor Alert: Beware of False Claims of SEC Registration 03/20/2014 The SEC’s Office of Inv...
Saturday, December 7, 2013

MAN SENTENCED TO 144 MONTHS IN PRISON FOR ROLE IN $270 MILLION INVESTMENT FRAUD SCHEME

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FROM:  U.S. JUSTICE DEPARTMENT Friday, December 6, 2013 Virginia Man Sentenced for Conducting $270 Million Investment Fraud Scheme The o...
Friday, September 27, 2013

SEC CHARGES 10 BROKERS IN $125 MILLION INVESTMENT SCHEME

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FROM:  U.S. SECURITIES AND EXCHANGE COMMISSION  The Securities and Exchange Commission today announced charges against 10 former brokers a...
Thursday, May 30, 2013

JUSTICE DEPARTMENT OFFICAL TESTIFIES BEFORE HOUSE SUBCOMMITTEE

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FROM: U.S. DEPARTMENT OF JUSTICE Acting Assistant Attorney General Mythili Raman Testifies Before the U.S. House Financial Services Subc...
Saturday, December 29, 2012

FORMER CEO OF FAIR FINANICAL SENTENCED FOR DEFRAUDING INVESTORS OUT OF OVER $200 MILLION

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Photo:  New York Stock Exchange 1929.  Credit:  Wikimedia.  FROM: U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON – The former ch...
Tuesday, December 4, 2012

FORMER FAIR FINANCE COMPANY CEO SENTENCED TO 50 YEARS IN PRISON FOR CONDUCTING $200 MILLION FRAUD SCHEME

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FROM: U.S. SECURITIES AND EXCHANGE COMMISSION The Securities and Exchange Commission announced that on November 30, 2012, Timothy S. Durham...
Friday, June 15, 2012

STANFORD GETS 110 YEARS FOR INVESTMENT FRAUD

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F ROM:  U.S. DEPARMENT OF JUSTICE  Thursday, June 14, 2012 Allen Stanford Sentenced to 110 Years in Prison for Orchestrating $7 Billion I...