BRANDT'S RANDOM GOVERNMENT PRESS RELEASES

A PUBLICATION OF RANDOM U.S.GOVERNMENT PRESS RELEASES AND ARTICLES

Showing posts with label HEDGE FUNDS. Show all posts
Showing posts with label HEDGE FUNDS. Show all posts
Sunday, September 28, 2014

FRAUD VERDICT IN PONZI SCHEME CASE LEADS TO $80 MILLION IN SANCTIONS AGAINST MAN AND HIS COMPANIES

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FROM:  U.S. SECURITIES AND EXCHANGE COMMISSION  Court Imposes Injunctions and Monetary Sanctions of Over $80 Million Against Marlon Quan ...
Tuesday, September 3, 2013

SEC CHARGES INVESTMENT ADVISORY FIRM WITH FAVORING CERTAIN CLIENTS

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FROM:  U.S. SECURITIES AND EXCHANGE COMMISSION  The Securities and Exchange Commission announced charges against a San Diego-based investm...
Thursday, December 13, 2012

MANAGER AND HEDGE FUNDS TO PAY $44 MILLION TO SETTLE STOCK PRICE MANIPULATION CHARGES

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FROM: U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C., Dec. 12, 2012 — The Securities and Exchange Commission today charged ...
Monday, November 5, 2012

FORMER SILICON VALLEY EXECUTIVE SETTLES SEC CHARGES STEMMING FROM HEDGE FUND INSIDER TRADING CASE

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Photo Credit:  Wikimedia Commons FROM: U.S. SECURITIES AND EXCHANGE COMMISSION Former Silicon Valley Executive to Pay $1.75 Million ...
Friday, May 11, 2012

WALL STREET FIRM CHARGED WITH FOREX FRAUD

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Photo:  Currency Sign.  Credit:  Wikimedia FROM:  COMMODITIES FUTURES TRADING COMMISSION CFTC Charges New York Firm Madison Dean, Inc.,...
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