Showing posts with label HEDGE FUND. Show all posts
Showing posts with label HEDGE FUND. Show all posts
Thursday, August 22, 2013

SEC ANNOUNCES SETTLEMENT WITH HARBINGER CAPITAL PARTNERS

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FROM:  U.S. SECURITIES AND EXCHANGE COMMISSION  The Securities and Exchange Commission today announced that New York-based hedge fund advi...
Wednesday, August 7, 2013

SEC OBTAINS COURT ORDER TO HALT ALLEGED HEDGE FUND FRAUD TARGETING MILITARY PERSONNEL

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FROM:  U.S. SECURITIES AND EXCHANGE COMMISSION  SEC Halts Ex-Marine’s Hedge Fund Fraud Targeting Fellow Military  FOR IMMEDIATE RELEASE 2...
Monday, March 25, 2013

FAKE HEDGE FUND MANAGER SENTENCED TO 40 MONTHS IN PRISON

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FROM: U.S. SECURITIES AND EXCHANGE COMMISSION The Securities and Exchange Commission today announced that Andrey C. Hicks of Boston, Mass.,...
Saturday, March 23, 2013

SEC ANNOUNCES ASSET FREEZE AGAINST ASSET ADVISER CHARGED WITH STEALING

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FROM: U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C., March 18, 2013 — The Securities and Exchange Commission today announced...
Sunday, January 13, 2013

HEDGE FUND MANAGER AND FIRM TO PAY ALMOST $5 MILLION FOR ENGAGING IN DECEPTIVE CONDUCT

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FROM: U.S. SECRUITIES AND EXCHANGE COMMISSION Court Orders New York-Based Hedge Fund Manager and Firm to Pay Nearly $5 Million in Disgor...
Saturday, September 22, 2012

SEC CHARGES OREGON-BASED HEDGE FUND MANAGER WITH RUNNING $37 MILLION PONZI SCHEME

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Photo: Oregon's Mt. Hood Territory. Credit: Wikimedia. FROM: U.S. SECURITIES AND EXCHANGE COMMISSION The Securities and Excha...
Tuesday, June 26, 2012

HEDGE FUND MANAGER IN CIVIL CONTEMPT FOR FAILING TO PAY MORE THAN $12 MILLION IN DISGORGEMENT

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FROM:  U.S. SECURITIES AND EXCHANGE COMMISSION June 25, 2012 The Securities and Exchange Commission (“Commission”) announces that on Ju...