Showing posts with label COMMODITY EXCHANGE ACT. Show all posts
Showing posts with label COMMODITY EXCHANGE ACT. Show all posts
Monday, December 8, 2014

CFTC ANNOUNCES COURT ORDERED SANCTIONS AGAINST PRECOCIOUS METALS COMPANY

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FROM:  U.S. COMMODITY FUTURES TRADING COMMISSION  Federal Court Orders More than $1.3 Million in Sanctions and Enters a Default Judgment O...
Friday, December 5, 2014

BILLION-DOLLAR INVESTMENT SCAMMER SENTENCED TO 10 YEARS IN PRISON

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FROM:  U.S. COMMODITY FUTURES TRADING COMMISSION   Paul Greenwood Sentenced to 10 Years in Federal Prison for Billion-Dollar Investment Sca...
Sunday, May 18, 2014

FLORIDA COMPANY CHARGED WITH MAKING ILLEGAL, OFF-EXCHANGE PRECIOUS METALS TRANSACTIONS

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FROM:  COMMODITY FUTURES TRADING COMMISSION CFTC Charges Florida-Based Palm Beach Capital LLC and Lawrence Scott Spain with Engaging in I...
Wednesday, March 19, 2014

FLORIDIAN FINED FOR MAKING FALSE AND MISLEADING STATEMENTS DURING CFTC INVESTIGATION

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FROM:  COMMODITY FUTURES TRADING COMMISSION  CFTC Orders Sean R. Stropp to Pay $250,000 Penalty to Settle Charges of Making False and Misle...
Friday, January 17, 2014

CFTC OFFICIAL'S TESTIMONY REGARDING FUTURES MARKET OVERSIGHT

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FROM:  COMMODITY FUTURES TRADING COMMISSION  Testimony of Vincent McGonagle, Director Division of Market Oversight, Commodity Futures Trad...
Friday, December 20, 2013

FLORIDA COURTS ORDERS OVER $ 8 MILLION IN SANCTIONS IN COMMODITY POOL FRAUD CASE

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FROM:  U.S. COMMODITY FUTURES TRADING COMMISSION  Federal Court in Florida Orders More than $8 Million in Sanctions against Defendants Phil...
Thursday, October 3, 2013

CFTC TAKES ACTION AGAINST OWNER AND COMPANY ENGAGED IN OFF-EXCHANGE PRECIOUS METALS TRANSACTIONS

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FROM:  COMMODITY FUTURES TRADING COMMISSION  CFTC Charges New York-Based The Yorkshire Group Inc. and Its Owner, Scott Platto with Engaging...
Tuesday, October 1, 2013

CFTC CHARGES MISSOURI RESIDENT AND COMPANY WITH VIOLATING COMMODITY EXCHANGE ACT AND FOREX REGULATIONS

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FROM:  COMMODITY FUTURES TRADING COMMISSION  CFTC Files Enforcement Action Charging Missouri Resident Daniel K. Steele and His Foreign Curr...
Thursday, April 18, 2013

CFTC OBTAINS COURT ORDER FOR REPAYMENT OF DEFRAUDED CUSTOMERS IN COMMODITY CONTRACT POOL SCHEME

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FROM: U.S. COMMODITY FUTURES TRADING COMMISSION April 15, 2013 Federal Court in California Orders National Equity Holdings, Inc. and ...
Tuesday, December 25, 2012

"iTRADE" STUDENTS LEARN HARD "iLESSON" ABOUT INVESTMENT ADVISOR FRAUD

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FROM: U.S. COMMODITY FUTURES TRADING COMMISSION CFTC Settles Charges against Virginia Resident Alexander Giap for Engaging in Two Fraudu...