Showing posts with label CFTC. Show all posts
Showing posts with label CFTC. Show all posts
Thursday, November 13, 2014

FIVE BANKS TO PAY OVER $1.4 BILLION FOR ATTEMPTING TO MANIPULATE FOREIGN EXCHANGE BENCHMARK RATES

›
FROM:  U.S. COMMODITY FUTURES TRADING COMMISSION  CFTC Orders Five Banks to Pay over $1.4 Billion in Penalties for Attempted Manipulation o...
Monday, October 27, 2014

CFTC OBTAINS DEFAULT JUDGEMENT AGAINST TEXAS CORPORATION FOR FRAUD INVOLVING FOREIGN FOREIGN CURRENCY CONTRACTS

›
FROM:  U.S. COMMODITY FUTURES TRADING COMMISSION  CFTC Obtains Default Judgment against Texas-Based Financial Robotics, Inc. for Fraudule...
Wednesday, August 6, 2014

FORMER CITIGROUP DIRECTOR TO PAY $500,000 FOR DEFRAUDING COMPANY

›
FROM:  U.S. COMMODITY FUTURES TRADING COMMISSION  Federal Court Orders Former Citigroup Director, John Aaron Brooks, to Pay $500,000 for ...
Wednesday, May 28, 2014

COURT ORDERS OWNERS, COMPANIES TO PAY $108 MILLION RELATED TO PRECIOUS METALS FRAUD SCHEME

›
FROM:  COMMODITY FUTURES TRADING COMMISSION  CFTC Wins Fraud Trial against Hunter Wise Related Precious Metals Firms and Their Owners ...
Tuesday, April 1, 2014

TWO MEN, COMPANIES ORDERED TO PAY OVER $3.3 MILLION RESTITUTION FOR ROLES IN ILLEGAL PRECIOUS METALS TRANSACTIONS

›
FROM:   COMMODITY FUTURES TRADING COMMISSION   Federal Court Orders Two Florida Men and Their Companies to Pay More than $3.3 Million in Re...
Monday, March 24, 2014

FOREX COMMODITY POOL OPERATOR CHARGED WITH FRAUD, MISAPPROPRIATION, AND REGISTRATION VIOLATIONS

›
FROM:  COMMODITY FUTURES TRADING COMMISSION  CFTC Charges Dallas-based Steven Lyn Scott with Solicitation Fraud, Misappropriation, and Regi...
Sunday, March 23, 2014

CFTC COMMISSION O'MALIA'S SPEAKS ABOUT FINANCIALIZATION OF COMMODITY MARKETS

›
FROM:  COMMODITY FUTURES TRADING COMMISSION  Keynote Address by Commissioner Scott D. O’Malia, 2014 Bank of Canada International Economic A...
Wednesday, March 19, 2014

FLORIDIAN FINED FOR MAKING FALSE AND MISLEADING STATEMENTS DURING CFTC INVESTIGATION

›
FROM:  COMMODITY FUTURES TRADING COMMISSION  CFTC Orders Sean R. Stropp to Pay $250,000 Penalty to Settle Charges of Making False and Misle...
Monday, March 10, 2014

TESTIMONY OF CFTC ACTING CHAIRMAN WETJEN REGARDING BUDGET AND OVERSIGHT

›
FROM:  COMMODITY FUTURES TRADING COMMISSION  Testimony of Acting Chairman Mark P. Wetjen Before the U.S. House Appropriations Subcommittee ...
Saturday, March 1, 2014

WOMAN AND COMPANIES CHARGED IN MULTIMILLION DOLLAR FOREX SCHEME

›
FROM:  COMMODITY FUTURES TRADING COMMISSION  CFTC Charges Melody Nganthuy Phan of California and Her Companies, My Forex Planet, Inc., Wal ...
Thursday, February 20, 2014

COMPANY AND OWNER TO PAY $6.2 MILLION FOR PRECIOUS METALS FRAUD SCHEME

›
FROM:  COMMODITY FUTURES TRADING COMMISSION  CFTC Orders Florida-based Worth Asset Management and its Owner, Paul L. Kaulesar, to pay over ...
Friday, January 17, 2014

CFTC OFFICIAL'S TESTIMONY REGARDING FUTURES MARKET OVERSIGHT

›
FROM:  COMMODITY FUTURES TRADING COMMISSION  Testimony of Vincent McGonagle, Director Division of Market Oversight, Commodity Futures Trad...
Friday, January 3, 2014

RUSSIAN BANK PRESIDENT ORDERED BY CFTC TO PAY $250,000 TO SETTLE FALSE STATEMENT CHARGES

›
FROM:   COMMODITY FUTURES TRADING COMMISSION  January 2, 2014 CFTC Orders President of a Russian Bank, Artem Obolensky, to Pay $250,000 ...