Showing posts with label ALLEGED SECURITIES FRAUD. Show all posts
Showing posts with label ALLEGED SECURITIES FRAUD. Show all posts
Sunday, April 21, 2013

INFOMERCIAL "TEACH ME TO TRADE" SALESWOMAN SETTLES FRAUD CHARGES WITH SEC

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FROM: U.S. SECURITIES AND EXCHANGE COMMISSION Former "Teach Me to Trade" Saleswoman and Infomercial Personality Linda (Knudsen...
Monday, September 10, 2012

SEC CHARGES COMPANY AND SENIOR OFFICERS WITH SECURITIES FRAUD

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FROM: U.S. SECURITIES AND EXCHANGE COMMISSION SEC Charges Massachusetts-Based Corporation and Senior Officers in $26 Million Fraudulent ...
Wednesday, May 16, 2012

THE ALLEGED BOILER-ROOM ENTREPRENEUR

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FROM:  SECURITIES AND EXCHANGE COMMISSION Washington, D.C., May 16, 2012 — The Securities and Exchange Commission today charged a Hawaii...
Saturday, May 12, 2012

SEC CHARGES APARTMENTS AMERICA AND ITS OWNERS IN SCHEME TO DEFRAUD INVESTORS

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Photo:  Wikimedia FROM:  U.S. SECURITIES AND EXCHANGE COMMISSION May 11, 2012 On May 10, 2012, the Securities and Exchange Commission ...
Wednesday, April 25, 2012

SEC OBTAINS AN ASSET FREEZE AND OTHER RELIEF AGAINST ALLEN WEINTRAUB

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FROM:  SEC April 24, 2012 On April 4, 2012, the U.S. District Court for the Southern District of Florida in Miami issued an Order to Show...
Tuesday, April 24, 2012

ALLEGEDLY A BRITISH ROBOT STOCK PICKER SWINDLED ABOUT 73,000 OUT OF THEIR MONEY

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FROM:  SEC April 20, 2012 Securities and Exchange Commission v. Thomas Edward Hunter and Alexander John Hunter,  Civil Action No. 12-C...
Friday, February 24, 2012

FORMER CEO AND CHAIRMAN OF THE BOARD OF PUDA COAL, INC., ARE CHARGED WITH FRAUD BY SEC

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The following excerpt is from the SEC website: SEC Charges Chairman and Ex-CEO of Puda Coal With Fraud On February 22, 2012, the Secur...