Showing posts with label ALLEGED INSIDER TRADING. Show all posts
Showing posts with label ALLEGED INSIDER TRADING. Show all posts
Wednesday, February 20, 2013

IRREGULAR OPTIONS TRADING IN FRONT OF H.J. HEINZ CO. ACQUSITION LEADS TO ASSET FREEZE

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FROM: U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C., Feb. 15, 2013 — The Securities and Exchange Commission today obtained an...
Thursday, December 27, 2012

SEC ALLEGES INSIDER TRADING DURING IBM ACQUISITION OF SPSS INC.

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Credit:  Wikimedia Commons. FROM: U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C., Dec. 26, 2012 — The Securities and Excha...
Wednesday, October 31, 2012

INSURANCE EXECUTIVE CHARGED WITH INSIDER TRADING

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Photo:  NYSE.  Credit:  Wikimedia Commons FROM: U.S. SECURITIES AND EXCHANGE COMMISSION SEC Charges Denver-Based Insurance Executive...
Tuesday, October 2, 2012

SEC CHARGES FORMER INVESTMENT BANK ANALYST WITH TIPPING COLLEGE FRIEND ABOUT IMPENDING MERGERS

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FROM: U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C., Sept . 27, 2012 — The Securities and Exchange Commission today charged...
Friday, September 21, 2012

SEC ALLEGES BROKER COMMITTED INSIDER TRADING IN BURGER KING STOCK

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  FROM: U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C., Sept. 20, 2012 – The Securities and Exchange Commission today obtaine...
Thursday, August 2, 2012

SEC CHARGED A BRISTOL-MYERS SQUIBB EXECUTIVE WITH INSIDER TRADING

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FROM: U.S. SECURITES AND EXCHANGE COMMISSION Washington, D.C., Aug. 2, 2012 – The Securities and Exchange Commission today charged an ...
Wednesday, June 27, 2012

OWNER OF RESEARCH FIRM CHARGED BY SEC WITH INSIDER TRADING

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Photo Credit:  Wikimedia.  FROM:  U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C., June 26, 2012 — The Securities and Exchange C...
Tuesday, June 5, 2012

CIVIL ACTION FILED AGAINST THREE CONSOLE ENERGY, INC., EMPLOYEES FOR INSIDER TRADING

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FROM:  U.S. SECURITIES AND EXCHANGE COMMISSION June 1, 2012 The Securities and Exchange Commission announced today that on June 1, 2012...
Sunday, May 13, 2012

SEC CHARGES FORMER OIL COMPANY EXECUTIVE WITH INSIDER TRADING

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Photo:  NYSE.  Credit:  Wikimedia FROM:  U.S. SECURITIES AND EXCHANGE COMMISSION May 11, 2012 The Securities and Exchange Commission t...
Tuesday, May 8, 2012

MONTANA PARALEGAL AND FATHER CHARGED IN INSIDER TRADING SCHEME

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FROM:  U.S. SECURITIES AND EXCHANGE COMMISSION SEC Charges Montana-Based Paralegal and Her Father in Insider Trading Scheme Washington, D...
Tuesday, March 20, 2012

TWO FINANCIAL ADVISERS CHARGED BY SEC WITH INSIDER TRADING WITH CONFIDENTIAL MERGER INFORMATION

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The excerpt below is from the SEC website: March 14, 2012 The Securities and Exchange Commission announced that, on March 13, 2012, it ch...

MANAGEMENT CONSULTANT CHARGED WITH INSIDER TRADING IN NBTY INC STOCK

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The following excerpt is from the SEC website:  On March 15, 2012, the Securities and Exchange Commission charged a Chicago-based manageme...