Showing posts with label ALLEGED FRAUD. Show all posts
Showing posts with label ALLEGED FRAUD. Show all posts
Friday, June 12, 2015

FTC TAKES ON FIRST CROWDFUNDING CASE INVOLVING ALLEGED FRAUD

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FROM:  U.S. FEDERAL TRADE COMMISSION Crowdfunding Project Creator Settles FTC Charges of Deception Defendant Spent Backers’ Money on Perso...
Wednesday, June 3, 2015

SEC CHARGES INVESTMENT ADVISER WITH DEFRAUDING TEACHERS AND LAW ENFORCEMENT OFFICERS

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FROM:   U.S. SECURITIES AND EXCHANGE COMMISSION   06/01/2015 05:55 PM EDT The Securities and Exchange Commission charged an investment ad...
Thursday, May 14, 2015

SEC ANNOUNCES FRAUD CHARGES AGAINST ITT EDUCATIONAL SERVICES INC.

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FROM:  U.S. SECURITIES AND EXCHANGE COMMISSION 05/12/2015 10:20 AM EDT The Securities and Exchange Commission today announced fraud char...
Wednesday, April 29, 2015

10 CHARGED IN PENNY STOCK FRAUD SCHEME

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FROM:  U.S. SECURITIES AND EXCHANGE COMMISSION Litigation Release No. 23243 / April 16, 2015 Securities and Exchange Commission v. Daniel ...
Friday, April 17, 2015

FTC BARS COMPANY FROM MAKING FALSE CLAIMS ABOUT APP THAT CAN DIAGNOSE MELONOMA RISK

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FROM:  U.S. FEDERAL TRADE COMMISSION FTC Approves Final Order Barring Misleading Claims about App’s Ability to Diagnose or Assess the Risk ...
Thursday, April 9, 2015

SEC CHARGES 12 COMPANIES, 6 INDIVIDUALS FOR ROLES IN ALLEGED FRAUD SCHEME INVOLVING CELLULAR SPECTRUM LICENSES

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FROM:  U.S. SECURITIES AND EXCHANGE COMMISSION 04/06/2015 02:40 PM EDT The Securities and Exchange Commission charged 12 companies and si...
Friday, April 3, 2015

SEC ACCUSES EXECUTIVE WITH USING FALSE ACCOUNTING ENTRIES TO INFLATE QUARTERLY REVENUES

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FROM:  U.S. SECURITIES AND EXCHANGE COMMISSION 04/01/2015 02:45 PM EDT The Securities and Exchange Commission today charged the owner and...
Sunday, March 29, 2015

ALLEGED FTC IMPERSONATORS ORDERED BY COURT TO TEMPORARILY SHUTDOWN

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FROM:  FEDERAL TRADE COMMISSION FTC Scammers Make Impossible Promises, Target Spanish-Speaking Consumers At the request of the Federal T...
Thursday, February 19, 2015

SEC SHUTS DOWN ALLEGED PYRAMID AND PONZI SCHEME THAT USED 'TRIPLE ALGORITHM' AND '3-D MATRIX'

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FROM:  U.S. SECURITIES  AND EXCHANGE COMMISSION  The Securities and Exchange Commission today announced fraud charges and an emergency ass...
Wednesday, February 4, 2015

DOJ, STATES AND D.C. ENTER INTO $1.375 BILLION SETTLEMENT WITH S&P RELATED TO STRUCTURED FINANCIAL PRODUCTS

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FROM:  U.S. JUSTICE DEPARTMENT  Tuesday, February 3, 2015 Justice Department and State Partners Secure $1.375 Billion Settlement with S...
Wednesday, January 28, 2015

SEC ANNOUNCES FRAUD CHARGES AGAINST FORT LAUDERDALE, FLORIDA-BASED INVESTMENT ADVISORY FIRM

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FROM:  U.S. SECURITIES AND EXCHANGE COMMISSION  01/21/2015 01:15 PM EST The Securities and Exchange Commission announced fraud charges an...
Monday, November 24, 2014

ENERGY COMPANY TO PAY $2.5 MILLION FOR ALLEGED INVOLVEMENT IN FRAUD CONSPIRACY AGAINST UNITED STATES

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WEDNESDAY, NOVEMBER 19, 2014 WASHINGTON GAS ENERGY SYSTEMS AGREES TO PAY $2.5 MILLION IN FINES AND PENALTIES FOR CONSPIRING TO OBTAIN FEDER...
Friday, October 17, 2014

ALLEGED HEALTHCARE FRAUD BUSINESS BANNED FROM SELLING PRODUCTS

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FROM:  U.S. FEDERAL TRADE COMMISSION  FTC Settlement Bans Bogus Trade Association from Selling Healthcare-Related Products Alleged Frau...
Friday, September 12, 2014

SEC CHARGES FORMER EXEC WITH FRAUD FOR FAILING TO REPORT HIS INSIDER STOCK SALES

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FROM:  U.S. SECURITIES AND EXCHANGE COMMISSION  SEC Announces Fraud Charges Against Biotech Company and Former Executive Who Failed to Re...

SEC SETTLES HEART TRONICS, INC., FRAUD CHARGES AGAINS FORMER CEO

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FROM:  U.S. SECURITIES AND EXCHANGE COMMISSION  Litigation Release No. 23081 / September 10, 2014 Securities and Exchange Commissio...
Tuesday, September 9, 2014

CFTC CHARGES COMPANY AND OWNERS WITH FRAUD AND MISAPPROPRIATION IN COMMODITY INVESTMENT POOL CASE

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FROM:  U.S. COMMODITY FUTURES TRADING COMMISSION  CFTC Charges Colorado Company R2 Capital Group, LLC, and its owners, Ryan Tomazin, Ryan...
Thursday, September 4, 2014

SEC CHARGES ATTORNEY, WIFE AND LAW PARTNER WITH FRAUD INVOLVING EB-5 IMMIGRANT INVESTOR PROGRAM

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 FROM:  U.S. SECURITIES AND EXCHANGE COMMISSION  The Securities and Exchange Commission today charged a Los Angeles-based immigration at...
Sunday, July 20, 2014

SEC CHARGES OWNER INVESTMENT ADVISORY FIRM WITH USING CLIENT MONEY TO BUY VACATION HOME

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FROM:  SECURITIES AND EXCHANGE COMMISSION The Securities and Exchange Commission charged the owner of a Seattle-based investment adviso...
Saturday, July 19, 2014

SEC CHARGES ALLEGED CON ARTIST AND PENNY STOCK CEO WITH ISSUING FALSE PRESS RELEASES

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FROM:  U.S. SECURITIES AND EXCHANGE COMMISSION  Securities and Exchange Commission v. Christopher Plummer, Lex M. Cowsert, and CytoGenix...
Tuesday, April 8, 2014

SEC CHARGES CVS CAREMARK CORP. WITH MISLEADING INVESTORS

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FROM:  SECURITIES AND EXCHANGE COMMISSION  The Securities and Exchange Commission today charged CVS Caremark Corp. with misleading investo...